ADHICS Risk Treatment Plan: Examples & Templates

Running a healthcare facility in Abu Dhabi comes with many responsibilities, especially when it comes to ADHICS compliance. Without a structured approach, risks can compromise patient data and lead to penalties from the Department of Health. Therefore, you need a clear and actionable roadmap to manage these risks effectively. Creating an ADHICS risk treatment plan allows you to turn potential threats into measurable actions. Moreover, it ensures your facility remains compliant with DoH regulations while minimizing disruptions.

In this guide, you will learn how to design an effective ADHICS risk treatment plan, complete with practical examples and templates to streamline the process.


Understanding the ADHICS Risk Treatment Plan

An ADHICS risk treatment plan is not just a document—it is a strategic framework that outlines how your facility will address identified risks. Additionally, it helps reduce the likelihood and impact of threats while providing auditable evidence for compliance checks.

This plan also ensures accountability. Each risk is assigned to a responsible team or individual, with clear timelines and measurable outcomes. As a result, your facility demonstrates proactive management and builds stronger trust with patients and stakeholders.


Steps to Create an Effective ADHICS Risk Treatment Plan

Identify and Assess Risks

To begin, identify all potential risks that could affect your facility. For example, these may include data breaches, IT system failures, human errors, or third-party vendor issues. Furthermore, consider both clinical and administrative processes to capture a comprehensive view.

Next, assess each risk based on its likelihood and potential impact. High-likelihood, high-impact risks require immediate attention, whereas low-impact risks can be monitored over time. Using a risk matrix can help visualize priorities and facilitate informed decision-making.


Prioritize Risks

After assessing risks, prioritize them to ensure resources focus on the most critical areas. Categorize risks as high, medium, or low based on probability and impact. Consequently, high-priority risks such as unencrypted patient data must be addressed immediately. Medium risks, like occasional system downtime, can follow a scheduled mitigation plan, while low risks can be documented and monitored periodically.

Prioritization also helps your team understand which risks to tackle first during audits or inspections. Additionally, it supports better resource allocation across departments.


Define Risk Treatment Options

Once priorities are set, determine the treatment strategy for each risk. ADHICS outlines four main approaches:

  • Avoid: Change processes to eliminate the risk entirely.

  • Mitigate: Reduce the likelihood or impact using controls and safeguards.

  • Transfer: Share the risk with third parties, such as insurance providers or cloud vendors.

  • Accept: Acknowledge the risk but take no action, usually for minor risks.

For example, to mitigate unauthorized access, you can implement role-based access controls, enforce multi-factor authentication, and conduct staff training. In contrast, low-impact risks might simply be accepted and monitored over time.


Develop Action Plans

Action plans convert treatment strategies into detailed steps. Each plan should specify the actions required, resources needed, performance indicators, and timelines. For instance, if your risk involves weak password policies, your action plan may include updating password requirements, enforcing MFA, and auditing accounts quarterly.

Additionally, documenting dependencies and responsibilities ensures everyone knows their role. Subsequently, this improves accountability and reduces the likelihood of tasks being overlooked.


Assign Responsibilities and Timelines

Assigning clear responsibilities is critical for effective risk treatment. IT teams may handle technical controls, HR may manage staff training, and compliance teams may oversee documentation. Meanwhile, timelines provide structure and prevent delays.

High-priority risks should have immediate deadlines, while medium-priority risks can follow a staged approach. Consequently, keeping tasks organized helps prevent gaps in mitigation and ensures that audits go smoothly.


Monitor and Review Progress

A risk treatment plan is not static; continuous monitoring ensures risks remain under control. Schedule periodic check-ins, update documentation, and track KPIs regularly. Moreover, reviewing the plan helps identify new threats and ensures your mitigation strategies remain effective.

As a result, your facility stays aligned with ADHICS requirements while improving operational resilience over time.


ADHICS Risk Treatment Plan Examples

Practical examples illustrate how to implement risk treatment strategies effectively:

1: Risk – Unauthorized Access to PHI

  • Treatment: Mitigate

  • Actions: Enforce role-based access, implement MFA, audit user accounts quarterly

  • Responsible: IT Security Officer

  • Timeline: 30 days

  • KPI: 100% of accounts compliant

2: Risk – Data Loss Due to System Failure

  • Treatment: Mitigate

  • Actions: Conduct regular backups, replicate data to cloud storage, perform disaster recovery drills

  • Responsible: IT Department

  • Timeline: 60 days

  • KPI: Successful restoration during DR drill

3: Risk – Staff Non-Compliance with Policies

  • Treatment: Mitigate

  • Actions: Quarterly training, reminders, random compliance checks

  • Responsible: HR & Compliance Officer

  • Timeline: Ongoing

  • KPI: 95% staff completion rate

These examples show how structured action plans ensure accountability and measurable outcomes.


ADHICS Risk Treatment Plan Templates You Can Use

Templates standardize your risk treatment plan, making it easier to track and audit. A typical ADHICS-compliant template includes:

  • Risk ID and description

  • Likelihood and impact

  • Risk rating (high/medium/low)

  • Treatment option (avoid/mitigate/transfer/accept)

  • Action plan steps

  • Responsible person

  • Timeline

  • Progress status

  • Key performance indicators

By maintaining this template in Excel or a risk management platform, you ensure consistency across departments. Moreover, templates simplify documentation for DoH audits.


Common Challenges and How to Overcome Them

Lack of Awareness

Staff may not fully understand their role in risk mitigation. Therefore, conduct workshops and training sessions to raise awareness and reinforce responsibilities.

Resource Constraints

Limited technology or personnel can hinder mitigation efforts. In such cases, prioritize high-impact risks and allocate resources efficiently to ensure critical issues are addressed first.

Documentation Gaps

Incomplete records can result in audit failures. Keep detailed evidence for every mitigation step, including logs, screenshots, and training records. Additionally, ensure documentation is updated regularly.

Dynamic Risks

Healthcare risks evolve constantly. Review your plan at least quarterly, and update it as new threats emerge. Consequently, your mitigation strategies remain relevant and effective.


Best Practices for a Robust ADHICS Risk Treatment Plan

  • Conduct a detailed risk assessment before creating the plan.

  • Use measurable KPIs to evaluate success.

  • Assign responsibilities clearly for each action.

  • Set realistic timelines for mitigation activities.

  • Update the plan regularly to reflect changes in operations or regulations.

  • Use automated monitoring tools to track progress and maintain evidence.

These best practices help you maintain a proactive approach to ADHICS risk management, reducing exposure to penalties and strengthening compliance.

Creating an ADHICS risk treatment plan is essential for any healthcare facility in Abu Dhabi. By identifying, prioritizing, and mitigating risks, you protect patient data, comply with DoH regulations, and maintain operational efficiency. Templates and practical examples simplify the process and provide clear guidance for your team.

Start developing or updating your plan today, monitor progress regularly, and adjust as needed. A living risk treatment plan ensures that your facility remains secure, compliant, and resilient. As a result, you will avoid penalties while building a strong security culture.


FAQs

1. What is an ADHICS risk treatment plan?

It is a structured document outlining how a healthcare facility addresses identified risks to comply with ADHICS standards.

2. What treatment options are available for risks?

You can avoid, mitigate, transfer, or accept risks depending on their impact and probability.

3. How often should a risk treatment plan be updated?

Review it at least quarterly or after significant incidents to ensure it reflects current risks.

4. Who is responsible for implementing the plan?

Assign tasks based on expertise—IT handles technical risks, HR oversees training, and compliance teams manage governance.

5. Do templates help with compliance?

Yes. Templates standardize documentation, make audits easier, and ensure consistency across departments.